Compliance Analyst

• Conduct all required checks in line with regulations and internal policies during client onboarding.
• Verify client information and documentation to ensure compliance with KYC (Know Your Customer) and BSA AML (Anti-Money Laundering) regulations.
• Maintain accurate records of client onboarding processes and decisions.
• Preferably with knowledge of SWIFT and Lexis Nexis.
• Support the other Compliance Analyst with this activity.

• Review alerts generated by the transaction monitoring system.
• Investigate and analyze unusual activities and transactions.
• Report findings and escalate issues as necessary to the Compliance Officer.
• Prepare narratives of Suspicious Activity Reports.

• Assess customer activity for low and moderate-risk customers. Changes in patterns should be supported with additional documentation or by contacts with the customer.
• Document Customer Due Diligence with details describing efforts conducted.
• Recommend changes in customer's risk with supporting documentation.
• Escalate changes as considered necessary to the Compliance Officer.

• Maintain accurate and up-to-date compliance records and documentation.
• Assist in the preparation of compliance-related trainings, presentations, and reports for senior management.
• Support the Compliance Officer with reports to be presented at the Quarterly Compliance Committee/Board of Directors.

• Develop and distribute compliance awareness materials.
• Provide guidance and support to staff on compliance-related issues.

• Support various compliance projects and initiatives such as System Validations, Risk Assessments, and ongoing improvement projects.
• Assist in the development and implementation of new compliance processes and monitoring activities.
• Participate in project meetings and contribute to project planning and execution.

• Work closely with the Compliance Officer and other team members to achieve compliance objectives.
• Participate in team meetings and contribute to the continuous improvement of the compliance program.
• Foster a collaborative and supportive team environment.

• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• Minimum of 3 years of experience in a compliance role within the banking or financial services industry.
• Minimum of 5 years of experience in the banking or financial services industry.
• Strong knowledge of local and international banking regulations.
• Excellent organizational and time management skills.
• Detail-oriented with strong analytical and problem-solving abilities.
• Effective communication and interpersonal skills.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).

• Professional certification in compliance (e.g., Certified Compliance & Ethics Professional (CCEP), Certified Anti-Money Laundering Specialist (CAMS)).
• Preferably with experience and knowledge of Ocean System ECS, Monitoring System.

• Team player
• Positive attitude
• Able to work in confidential environment
• Proactive – recognize what needs doing and do it
• Problem solver
• Eager to understand and learn

• Paid time off
• Vision insurance

Buscojobs